WHO WE SERVE

AAC serves independent intermediaries and boutique advisory firms that require broker-dealer affiliation to execute securities transactions within a fully compliant framework.

Independent M&A Boutiques

Advisory firms executing buy-side and sell-side transactions thatrequire a FINRA regulated broker-dealer platform.

Capital Raising Firms & Placement Agents

Professionals raising equity or debt capital for private companies, funds, or sponsors who require compliant structures for transaction-based compensation.

Senior Investment Bankers

Experienced professionals transitioning from global investment banks who wish to operate independently while maintaining regulatory infrastructure.

Strategic Advisors & Intermediaries

Professionals seeking to receive transaction-based compensation through a compliant broker-dealer platform.

Independent M&A Boutiques

Advisory firms executing buy-side and sell-side transactions thatrequire a FINRA regulated broker-dealer platform.

Capital Raising Firms & Placement Agents

Professionals raising equity or debt capital for private companies, funds, or sponsors who require compliant structures for transaction-based compensation.

Senior Investment Bankers

Experienced professionals transitioning from global investment banks who wish to operate independently while maintaining regulatory infrastructure.

Strategic Advisors & Intermediaries

Professionals seeking to receive transaction-based compensation through a compliant broker-dealer platform.