A typical onboarding process may take three to four weeks, dependingon licensing requirements and the nature of the activities involved.
We begin with a conversation regarding your business and the natureof your advisory activities.
We review intended securities activities, licensing and exam requirements, and regulatory considerations. If necessary Exams can be taking in sevral major cities globally.
Structure your affiliation with AAC’s broker-dealer platform.
Submission of required filings including Form U4.
Integration into AAC’s compliance and communicationsinfrastructure.
Continued compliance oversight and regulatory support.
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